Compli-serve
International Finance in Pretoria

Compli–Serve (SA) (Pty) Ltd is a nationally represented independent provider of regulatory compliance management services and solutions to the financial services sector. Our services are designed to meet the best practice compliance needs of today’s financial services professionals who operate in an ever more regulated environment. We draw on international experience in developing services tailored for the domestic market.

The global regulatory landscape is undergoing a fundamental change. In the years since the 2007/08 financial crisis, regulators across the globe have focused on a programme of more robust supervision of financial services firms. Meanwhile, a raft of initiatives have been introduced to bolster the regulatory framework. Regulators have committed to a more intensive and intrusive supervisory approach to monitor the risk that certain transactions, processes and people create, with the twin aim of improving transparency in markets and products. TCF has not gone away- Some people seem to feel that with the advent of RDR, the Treating Customers Fairly (TCF) programme has gone into the background and will likely not really feature going forward. Get professional advice- It never ceases to amaze me that Financial Service Providers pay good money for lawyers and accountants and then head for the bargain basement for a compliance officer to guide them on regulatory compliance.Compliance is a profession and you should seek out a professional for advice. Most professional compliance officersare members of the Compliance Institute of South Africa.This should be one of your first ports of call when you are looking for compliance professionals to assist you in managing regulatory risks. Offers professional support and services to financial professionals, thus enabling businesses to meet the increasing challenge of regulatory compliance risk in today's environment. We focus on the needs and requirements of both large and small retail financial service companies. Whatever the size of your business we offer efficient, cost effective services and solutions, backed by experienced and professional staff. Our wide range of services range from the coaching and support of in-house compliance personnel through to a fully outsourced compliance service and many other related value-added services. FSB The Financial Services Board (FSB) warns the public against conducting financial services business with Convenient Cash Loans. Convenient Cash Loans is not an authorised Financial Services Providers and the public is warned to exercise caution when dealing with this entity. FSB The Financial Services Board (FSB) warns the public to act with caution when dealing with Bothaville Finance, an entity purporting to be registered as a financial services provider.